AbstractObjectiveInterlaminar endoscopic lumbar decompression is an increasingly used minimally invasive technique for treating lumbar disc herniation and lumbar spinal canal stenosis. However, technical difficulty varies substantially across cases because of anatomical and patient-related factors. This prospective study evaluated clinical and radiological predictors of surgical ease using an objective Endoscopic Ease Index (EEI).
MethodsThis prospective observational study included 122 patients who underwent interlaminar endoscopic lumbar decompression between January 2021 and May 2025. Preoperative clinical data and magnetic resonance imaging morphometric parameters—including interlaminar window dimensions, ligamentum flavum (LF) thickness, facet hypertrophy, and canal stenosis—were analyzed. Intraoperative difficulty was quantified using the EEI, which incorporates operative time, docking time, bleeding score, field clarity, and surgeon-rated difficulty. Predictors of difficult surgery (defined as the upper EEI tertile) were examined using multivariable logistic regression.
ResultsOf 122 cases, 41 (33.6%) were classified as difficult. Difficult cases had significantly narrower interlaminar windows (10.8±1.9 mm vs. 13.6±2.4 mm, p<0.001), greater LF thickness (5.0±0.9 mm vs. 3.6±0.7 mm, p<0.001), and a higher prevalence of facet hypertrophy (58.5% vs. 27.1%, p=0.004). In the multivariable model, 3 variables independently predicted difficult surgery: LF thickness >4 mm (odds ratio [OR], 5.22; p<0.001), interlaminar height <11 mm (OR, 4.48; p=0.001), and facet hypertrophy ≥ grade 2 (OR, 3.27; p=0.02). The predictive model demonstrated excellent discrimination (area under the receiver operating characteristic curve, 0.87). Despite greater operative complexity, postoperative improvements in pain (visual analogue scale) and disability (Oswestry Disability Index) were comparable between groups.
ConclusionLF hypertrophy, reduced interlaminar height, and facet hypertrophy independently predict greater technical difficulty during interlaminar endoscopic lumbar decompression. Preoperative identification of these morphometric parameters may improve surgical planning and help optimize outcomes.
INTRODUCTIONMinimally invasive spine surgery has undergone remarkable evolution over the past 2 decades, with full-endoscopic lumbar decompression becoming one of its most promising techniques [1]. The interlaminar endoscopic route offers a familiar posterior trajectory that enables direct access to central, paracentral, and migrated disc fragments while preserving musculoligamentous integrity. The approach is particularly advantageous at the L5–S1 level, where a high iliac crest limits the feasibility of the transforaminal corridor.
Despite these benefits, the technical complexity of interlaminar endoscopic decompression varies considerably among patients. Factors such as interlaminar space anatomy, facet joint orientation, ligamentum flavum (LF) thickness, and canal dimensions significantly affect the maneuverability of instruments and visualization. These variations influence operative time, blood loss, fluoroscopy duration, and the likelihood of conversion to microscopic surgery. However, objective literature defining clinical and radiological predictors of surgical ease in interlaminar endoscopy remains scarce.
Anatomically, interlaminar window height and width are primary determinants of surgical exposure [2]. A narrow window or high iliac crest restricts endoscope angulation, increasing operative time and fatigue. Similarly, facet hypertrophy and steep orientation reduce the working space, especially at L4–5 [3]. Previous morphometric studies using magnetic resonance imaging (MRI) and computed tomography have defined normative dimensions and their level-wise variations. Reduced interlaminar window dimensions and increased LF thickness correlate with central canal stenosis and surgical difficulty in microscopic decompressions. Yet, these associations remain underexplored in full-endoscopic procedures, where visualization is more constrained [4].
Beyond anatomy, patient-specific clinical factors—such as high body mass index (BMI), diabetes, and prior lumbar surgery—also impact operative ease by altering tissue planes, promoting fibrosis, or increasing bleeding. The present prospective observational study was designed to identify preoperative predictors of surgical ease in patients undergoing interlaminar endoscopic lumbar decompression [5]. We hypothesized that a narrow interlaminar window, facet hypertrophy, and LF thickness >4 mm would independently predict higher technical difficulty. A secondary aim was to develop and internally validate an Endoscopic Ease Index (EEI), a composite score correlating intraoperative metrics—such as operative time, bleeding, field clarity, and surgeon-rated difficulty—with preoperative parameters, enabling surgeons to anticipate challenges and optimize efficiency.
MATERIALS AND METHODSThis prospective observational study was conducted in the Department of Neurosurgery at our institute between January 2021 and May 2025. Consecutive adults undergoing interlaminar endoscopic lumbar decompression for disc herniation or degenerative canal stenosis were enrolled after taking prior informed consent.
Patients aged ≥18 years with unilateral or bilateral radiculopathy due to MRI-confirmed disc herniation or central/lateral recess stenosis were included. Exclusion criteria were multilevel decompression, combined transforaminal–interlaminar procedures, spinal infection, trauma, neoplasm, fixed spondylolisthesis ≥ grade II, prior fusion at the index level, or severe medical comorbidities.
All surgeries were performed by a single senior endoscopic spine surgeon (≥100 prior cases). Under general or spinal anesthesia, patients were positioned prone on a radiolucent frame with flexed hips and knees. Following fluoroscopic localization, a 1-cm incision was made over the interlaminar space. Sequential dilators and a working cannula were docked on the LF, and an 8-mm endoscope (Richard Wolf GmbH, Germany) was introduced under continuous saline irrigation. Limited laminotomy and partial flavectomy were performed as required, followed by decompression using endoscopic forceps and bipolar cautery [6]. The wound was closed without drainage.
The EEI was defined a priori as a composite measure of intraoperative technical difficulty. It was designed to capture multiple dimensions of procedural complexity, including temporal factors, technical exposure, anatomical resistance, adverse intraoperative events, and surgeon perception (Table 1).
This prospective observational study was conducted using a predefined protocol in which EEI components, radiological parameters, and outcome measures were established prior to patient enrolment.
EEI incorporated 10 predefined intraoperative parameters. Operating time, docking time, and fluoroscopy usage were treated as continuous variables and standardized as z-scores. Bleeding was graded on a 4-point scale (0=minimal bleeding without field obscuration; 1=mild bleeding, easily controlled; 2=moderate bleeding causing intermittent field obscuration; 3=severe bleeding with persistent obscuration).
Visual field clarity was graded on a 5-point scale (1=poor visualization throughout; 2=frequently obscured field; 3=moderate clarity with intermittent obscuration; 4=mostly clear field with minimal interruptions; 5=consistently clear visualization). Surgeon-rated difficulty was scored on a 5-point Likert scale (1=very easy; 2=easy; 3=moderately difficult; 4=difficult; 5=extremely difficult).
Penalty-based variables were incorporated to reflect clinically meaningful intraoperative challenges. An unplanned laminotomy extension or additional facet undercutting was assigned +1 point. Dural exposure or unintended durotomy was assigned +2 points, while conversion to microscopic surgery was assigned +3 points, reflecting escalating technical consequence.
The final EEI score was calculated as the sum of standardized, ordinal, and penalty components. Because EEI includes standardized continuous variables, it does not have a fixed upper limit; however, penalty-based components allow a maximum additive burden of +8 points. To categorize surgical difficulty, the upper tertile of EEI values was selected a priori to define technically difficult cases.
Preoperative data included demographics, BMI, symptom duration, comorbidities, and prior surgery. MRI morphometric parameters assessed by a blinded neurosurgeon and radiologist included disc morphology, migration (Lee classification) [7], calcification, interlaminar window size, facet hypertrophy and orientation, LF thickness, canal and foraminal stenosis (Schizas and Lee grades) [8], sacral slope, iliac crest height, disc height, and epidural fat thickness. Facet hypertrophy was assessed on axial T2-weighted MRI at the index level and graded according to medial encroachment into the spinal canal: grade 0 (none), grade 1 (mild without canal compromise), grade 2 (moderate with partial canal encroachment), and grade 3 (severe with significant canal or lateral recess compromise). Grades ≥2 were considered clinically significant. Interlaminar window height and LF thickness were measured on sagittal and axial T2-weighted MRI images, respectively, as illustrated in Figure 1. Interobserver reliability was measured using intraclass correlation coefficient (ICC) and weighted kappa (excellent if ICC >0.8, κ >0.7).
Visual analogue scale (VAS; leg pain) was recorded preoperatively, on postoperative day 1, and at 6 weeks; Oswestry Disability Index (ODI) was measured preoperatively and at 3 months. Early complications were documented.
Data were analyzed using IBM SPSS Statistics ver. 26.0 (IBM Co., USA) and R v4.3.2 (R Foundation for Statistical Computing, Austria). Group comparisons employed t-test, Mann-Whitney U, or chi-square tests. Variables demonstrating p<0.20 on univariate analysis, along with clinically relevant covariates identified from prior literature, were entered into the multivariate logistic regression model. Model performance was evaluated using receiver operating characteristic curve (AUC), Hosmer-Lemeshow test, and bootstrap validation (1,000 resamples). A nomogram was generated to estimate preoperative difficulty probability.
This study was approved by the Institutional Ethics Committee of Sri Venkateswara Institute of Medical Sciences, Tirupati (approval number: 1577).
RESULTS1. Patient ProfileA total of 122 consecutive patients who underwent interlaminar endoscopic lumbar decompression were analyzed. The mean age was 48.2±11.6 (range, 24–72) years, with a male-to-female ratio of 1.4:1. The L4–5 level was the most frequently operated (62%), followed by L5–S1 (31%) and L3–L4 (7%). Mean symptom duration was 8.4±3.1 months.
Comorbidities included diabetes mellitus (22.1%), hypertension (18.9%), and obesity (BMI≥30 kg/m²; 26.2%). Seven patients (5.7%) had undergone prior lumbar decompression at an adjacent level. Based on the EEI, 41 cases (33.6%) were classified as “difficult” and 81 (66.4%) as “nondifficult.”
BMI ≥28 kg/m² and L5–S1 level were significantly associated with difficult surgery. The demographic and clinical characteristics of patients in the difficult and nondifficult surgical groups are summarized in Table 2.
2. Radiological MorphometryPreoperative MRI morphometric parameters demonstrated significant differences between the 2 groups (Table 3). Narrower interlaminar window height, steeper facet orientation, and LF thickness >4 mm were consistently associated with higher EEI scores. The mean interlaminar window height was 13.6±2.4 mm in nondifficult cases versus 10.8±1.9 mm in difficult cases (p<0.001). LF thickness averaged 3.6±0.7 mm and 5.0±0.9 mm, respectively (p<0.001).
Facet joint hypertrophy grade ≥2 and facet orientation angle >50° were more frequent in the difficult group (58.5% vs. 27.1%, p=0.004). Steeper sacral slope (>40°) and high iliac crest position also predicted limited endoscopic angulation at L5–S1.
3. Intraoperative Parameters and EEI DistributionThe mean total operating time was 68.5±15.2 minutes, and fluoroscopy time was 41.6±8.9 seconds. The difficult group showed significantly longer operating times (82.3±17.4 minutes vs. 61.8±12.7 minutes, p<0.001) and higher bleeding scores (2.1±0.6 vs. 1.2±0.5, p<0.001).
Conversion to microscopic surgery occurred in 3 cases (2.4%), all within the difficult group due to narrow interlaminar windows. Minor dural exposure was observed in 5 cases (4.1%), while durotomy requiring repair occurred in 2 patients (1.6%).
The EEI ranged from -1.9 to +4.8, with a bimodal distribution peaking near zero. The upper-tertile cutoff for difficulty corresponded to EEI ≥ +1.8. The intraoperative metrics and components of the EEI are summarized in Table 4. The distribution of EEI values across the study cohort and the upper-tertile cutoff used to define difficult cases are illustrated in Figure 2.
4. Functional OutcomesVAS for leg pain improved from 7.8±1.0 preoperatively to 2.6±0.9 at 6 weeks (p<0.001) in the overall cohort, without intergroup differences at follow-up (p=0.48). The ODI score improved from 58.2±7.1 to 21.4±6.2 at 3 months (p<0.001), indicating substantial functional recovery even in technically difficult cases. Early complications included transient dysesthesia in 5 patients (4.1%), dural tear in 2 (1.6%), and postoperative hematoma requiring reoperation in 1 (0.8%). No infections or permanent deficits were observed.
5. Predictors of Surgical DifficultyOn univariate analysis, BMI ≥28 kg/m², L5–S1 level, prior lumbar surgery, LF thickness >4 mm, facet hypertrophy ≥2, and interlaminar window height <11 mm were associated with difficulty (p<0.05).
Multivariate logistic regression identified 3 independent predictors of difficult surgery:
(1) LF thickness >4 mm (OR, 5.22; 95% confidence interval [CI], 2.01–13.5; p<0.001)
(2) Interlaminar window height <11 mm (OR, 4.48; 95% CI, 1.81–11.1; p=0.001)
(3) Facet hypertrophy grade ≥2 (OR, 3.27; 95% CI, 1.21–8.81; p=0.02)
The final model demonstrated excellent discrimination with an AUC of 0.87 (95% CI, 0.80–0.94) and good calibration (Hosmer-Lemeshow p=0.62). The receiver operating characteristic curve demonstrating the discriminatory performance of the predictive model is shown in Figure 3. Bootstrap validation (1,000 resamples) yielded an optimism-corrected AUC of 0.85. Calibration analysis demonstrated good agreement between predicted and observed probabilities of surgical difficulty (Figure 4).
While 8 EEI components showed statistically significant differences between groups, all 10 were retained in the composite index to preserve conceptual completeness.
A nomogram (Figure 5) was generated based on regression coefficients to estimate the preoperative probability of surgical difficulty, with predicted probabilities ranging from 0.05 to 0.85 depending on parameter combinations.
DISCUSSIONUsing an objective EEI, nearly one-third of cases in the present study were categorized as technically difficult. The most significant independent predictors of increased surgical difficulty were LF thickness >4 mm, interlaminar window height <11 mm, and facet hypertrophy grade ≥2. These findings underscore the importance of detailed preoperative morphometric evaluation when planning interlaminar endoscopic lumbar decompression.
Comparative endoscopic studies have demonstrated that anatomical constraints significantly influence the choice and feasibility of interlaminar versus transforaminal approaches. Previous morphometric studies have demonstrated that the dimensions of the endoscopic working corridor and the relationship between the nerve root and the superior articular process significantly influence surgical accessibility and technical complexity during endoscopic lumbar discectomy [9]. This observation is consistent with our finding that facet hypertrophy independently predicts technical difficulty in interlaminar endoscopy.
Prospective randomized evidence has further demonstrated that, despite greater technical demands, full-endoscopic lumbar discectomy achieves clinical outcomes comparable to conventional microscopic techniques. Ruetten et al. reported equivalent pain relief and functional outcomes between endoscopic and microsurgical approaches, despite differences in operative exposure and technical execution [1]. These data support the premise that technical difficulty does not inherently compromise surgical efficacy when procedures are performed by experienced surgeons.
Long-term outcome studies reinforce this concept. Parker et al. [10] demonstrated sustained pain relief following lumbar discectomy, suggesting that operative complexity and technical nuances do not necessarily translate into inferior long-term clinical outcomes. In the present study, postoperative VAS and ODI improvements were comparable between difficult and nondifficult cases, further supporting this observation.
From a safety perspective, complication profiles differ between open and minimally invasive lumbar spine procedures. Shih et al. [11] reported that minimally invasive techniques are associated with complication rates comparable to or lower than open surgery when appropriate patient selection and surgical expertise are ensured. Anticipating anatomical difficulty, rather than avoiding endoscopic approaches, therefore appears to be the more appropriate strategy.
Advances in endoscopic techniques have expanded indications beyond central and paracentral pathology. Choi [12] demonstrated favorable outcomes using percutaneous endoscopic techniques for extraforaminal lumbar disc herniations, highlighting the growing technical versatility of endoscopic surgery. However, such expanded indications further emphasize the need for meticulous anatomical assessment and careful preoperative planning.
Endoscopic decompression for lumbar spinal stenosis remains technically demanding, particularly in the presence of hypertrophic LF and facet joints. Ahn [13] highlighted that endoscopic stenosis surgery is highly sensitive to anatomical constraints and requires a steep learning curve, with surgical difficulty driven predominantly by osseoligamentous morphology rather than patient-related factors. This aligns with our observation that clinical variables such as obesity and prior surgery were not independent predictors after adjustment for anatomical parameters.
Finally, a detailed understanding of interlaminar surgical anatomy remains fundamental to safe and efficient endoscopic practice. Komp and Ruetten [14] described the surgical anatomy of the lumbar interlaminar window in detail, emphasizing the importance of corridor geometry, laminar inclination, and facet orientation in determining endoscopic accessibility. Building on this anatomical foundation, our study quantitatively links these morphometric features to an objective measure of surgical difficulty through the EEI.
The EEI integrates time-based, visual, and surgeon-assessed parameters into a structured framework for estimating intraoperative technical complexity. By correlating EEI with measurable anatomical predictors, this study provides a reproducible tool for preoperative risk stratification. Future multicentric validation and incorporation of 3-dimensional morphometric and artificial intelligence-based modeling may further refine predictive accuracy and enhance endoscopic training paradigms.
CONCLUSIONAnatomical factors such as LF thickness >4 mm, interlaminar window height <11 mm, and facet hypertrophy ≥ grade 2 are independently associated with increased technical difficulty in interlaminar endoscopic lumbar decompression. The EEI provides an objective assessment of technical complexity. Anticipating these morphometric predictors enables better preoperative planning, safer execution, and optimized training, ensuring that increased technical difficulty does not compromise surgical outcomes in experienced hands.
NOTESFunding/Support This study received no specific grant from any funding agency in the public, commercial, or not-for-profit sectors. This study was supported through the Sri Balaji Arogya Varaprasadini Scheme in the form of 3D C-arm, Endoscope and Microscope. Acknowledgments The authors sincerely thank the operating room staff of the Department of Neurosurgery, Sri Venkateswara Institute of Medical Sciences (SVIMS), Tirupati, for their invaluable assistance during surgical procedures and perioperative care. We also express our gratitude to Dr. Settipalli Sarala, Professor, Department of Radiology, SVIMS, for her support in radiological evaluation and guidance during the study. The authors further acknowledge the Sri Balaji Arogya Varaprasadini (SBAVP) scheme for providing the spinal endoscope and 3D C-arm imaging system, which significantly facilitated the conduct of this study and enabled the successful completion of this work. Figure 1.(A) Sagittal T2-weighted magnetic resonance imaging (MRI) showing interlaminar window height, measured as the maximum vertical distance between adjacent laminae at the widest interlaminar space. (B) Axial T2-weighted MRI illustrating ligamentum flavum thickness, measured perpendicular to the ligament fibers at the level of maximal stenosis. Figure 2.Distribution of the Endoscopic Ease Index (EEI) and group cutoff. Histogram showing EEI distribution across all cases, with a vertical line indicating the upper-tertile cutoff for difficult cases at EEI=+1.8. Figure 5.Nomogram for predicting surgical difficulty. Nomogram plotting points for ligamentum flavum (LF) thickness, interlaminar window height, and facet hypertrophy, summing to a total score corresponding to the predicted probability of a “difficult” case. Table 1.Domain-based structure and scoring framework of the Endoscopic Ease Index Table 2.Demographic and clinical characteristics (difficult vs. nondifficult cases) Table 3.Radiological parameters associated with surgical difficulty Table 4.Intraoperative metrics and Endoscopic Ease Index components REFERENCES1. Ruetten S, Komp M, Merk H, Godolias G. Full-endoscopic interlaminar and transforaminal lumbar discectomy versus conventional microsurgical technique: a prospective, randomized, controlled study. Spine (Phila Pa 1976) 2008;33:931–9.
2. Burkett D, Brooks N. Advances and challenges of endoscopic spine surgery. J Clin Med 2024;13:1439.
3. Kim JY, Kim HS, Wu PH, Jang I. Anatomical importance of inner ligamentum flavum parameters for successful endoscopic lumbar decompression surgery. J Minim Invasive Spine Surg Tech 2021;6:26–34.
4. Kim YU, Park JY, Kim DH, Karm MH, Lee JY, Yoo JI, et al. The role of the ligamentum flavum area as a morphological parameter of lumbar central spinal stenosis. Pain Physician 2017;20:E419–24.
5. Wu PH, Kim HS, Jang IT. A narrative review of development of full-endoscopic lumbar spine surgery. Neurospine 2020;17(Suppl 1):S20–33.
6. Kwon WK, Kelly KA, McAvoy M, Sivakanthan S, Ogunlade J, Yap NKY, et al. Full endoscopic ligamentum flavum sparing unilateral laminotomy for bilateral recess decompression: surgical technique and clinical results. Neurospine 2022;19:1028–38.
7. Lee S, Kim SK, Lee SH, Kim WJ, Choi WC, Choi G, et al. Percutaneous endoscopic lumbar discectomy for migrated disc herniation: classification of disc migration and surgical approaches. Eur Spine J 2007;16:431–7.
8. Schizas C, Theumann N, Burn A, Tansey R, Wardlaw D, Smith FW, et al. Qualitative grading of severity of lumbar spinal stenosis based on the morphology of the dural sac on magnetic resonance images. Spine (Phila Pa 1976) 2010;35:1919–24.
9. Min JH, Kang SH, Lee JB, Cho TH, Suh JK, Rhyu IJ. Morphometric analysis of the working zone for endoscopic lumbar discectomy. J Spinal Disord Tech 2005;18:132–5.
10. Parker SL, Xu R, McGirt MJ, Witham TF, Long DM, Bydon A. Long-term back pain after a single-level discectomy for radiculopathy: incidence and health care cost analysis. J Neurosurg Spine 2010;12:178–82.
11. Shih P, Wong AP, Smith TR, Lee AI, Fessler RG. Complications of open compared to minimally invasive lumbar spine decompression. J Clin Neurosci 2011;18:1360–4.
12. Choi G. Percutaneous endoscopic lumbar discectomy (PELD) for extraforaminal disc herniation. In: Arvind EB, editor. Emerging techniques in spine surgery. Jaypee Brothers Medical Publishers (P) Ltd.; 2009. p. 23.
13. Ahn Y. Percutaneous endoscopic decompression for lumbar spinal stenosis. Expert Rev Med Devices 2014;11:605–16.
14. Komp M, Ruetten S. Full-endoscopic bilateral decompression of central lumbar spinal stenosis with a unilateral interlaminar approach. In: Kim JS, Lee J, Ahn Y, editors. Endoscopic procedures on the spine. Singapore: Springer; 2020. p. 243–51.
|
|
|||||||||||||||||||||||||||||||||||||||||